Personnel Hong Kong SFC License Details (ID 83418)

Personnel Hong Kong SFC License Details (ID 83418)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-01-11	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-01-11	-
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2013-05-13	2020-12-10
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-05-13	2020-12-10
Open Securities Limited	Rep	Dealing in futures contracts	2012-01-26	2013-04-29
	Rep	Dealing in securities	2012-01-26	2013-04-29
HUNG SING FUTURES LIMITED	Rep	Dealing in futures contracts	2004-06-25	2011-12-31
HUNG SING SECURITIES LIMITED	Rep	Dealing in securities	2004-06-25	2011-12-31
RPS INVESTMENT LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-31
	Rep	Advising on securities	2003-04-01	2004-05-31
	Rep	Asset management	2003-04-01	2004-05-31
	Rep	Dealing in securities	2003-04-01	2004-05-31
SUN'S FUTURE LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-05-31
	Rep	Asset management	2003-04-01	2004-05-31
	Rep	Dealing in futures contracts	2003-04-01	2004-05-31