Personnel Hong Kong SFC License Details (ID 83442)

Personnel Hong Kong SFC License Details (ID 83442)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAM LUEN SECURITIES LIMITED	RO	Dealing in securities	2018-01-02	2019-02-07
	Rep	Dealing in securities	2017-07-31	2018-01-02
M SECURITIES LIMITED (HK)	RO	Dealing in securities	2017-03-14	2017-06-30
	Rep	Dealing in securities	2017-01-27	2017-03-14
Glory Sun Securities Limited	RO	Asset management	2015-03-09	2015-10-12
	RO	Advising on securities	2015-03-09	2017-01-13
	RO	Dealing in securities	2006-01-25	2017-01-13
	Rep	Advising on corporate finance	-	2004-04-02
	Rep	Advising on securities	-	2004-04-02
	Rep	Asset management	-	2004-04-02
	Rep	Dealing in securities	-	2006-01-25