Personnel Hong Kong SFC License Details (ID 83455)

Personnel Hong Kong SFC License Details (ID 83455)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Siegfried Asset Management Limited (HK)	RO	Advising on securities	2019-01-17	-
	RO	Asset management	2019-01-17	-
	RO	Dealing in securities	2019-01-17	-
Glory Sun Securities Limited	RO	Asset management	2017-05-17	2018-08-17
	RO	Advising on securities	2017-03-23	2018-08-17
	RO	Dealing in securities	2017-02-22	2018-08-17
	Rep	Dealing in securities	2017-01-19	2017-02-22
	Rep	Advising on securities	2017-01-19	2017-03-23
	Rep	Asset management	2017-01-19	2017-05-17
Wealth Link Securities Limited	RO	Advising on securities	2016-12-16	2017-01-09
	RO	Dealing in securities	2016-06-02	2017-01-09
Glory Sun Securities Limited	Rep	Advising on securities	2015-06-25	2016-03-01
	Rep	Asset management	2015-01-09	2016-03-01
	Rep	Dealing in futures contracts	2012-12-17	2016-03-01
	Rep	Dealing in securities	2007-08-24	2016-03-01