Personnel Hong Kong SFC License Details (ID 83465)

Personnel Hong Kong SFC License Details (ID 83465)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2023-10-09	-
	Rep	Dealing in securities	2017-10-03	2022-07-12
	Rep	Dealing in securities	2013-06-25	2017-10-02
Glory Sun Securities Limited	Rep	Dealing in securities	2010-06-09	2013-06-25
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-08-03	2010-06-08
OnePlatform Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-09-22
	Rep	Advising on securities	2003-04-01	2004-09-22
	Rep	Asset management	2003-04-01	2004-09-22
	Rep	Dealing in securities	2003-04-01	2009-08-01