| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-05-25 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2023-05-03 | - |
| Success Securities Limited | Rep | Dealing in securities | 2022-09-05 | 2023-04-24 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2022-05-31 |
| Rep | Dealing in securities | 2013-06-25 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-25 | 2022-05-31 |
| Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2012-11-05 | 2013-06-25 |
| Rep | Dealing in securities | 2011-02-02 | 2013-06-25 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-09 | 2010-12-31 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-13 | |
| Rep | Asset management | 2003-04-01 | 2003-08-13 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-12-23 | |
| Rep | Dealing in securities | 2003-04-01 | 2010-12-31 |
No HKMA registrations in the collected records.