Personnel Hong Kong SFC License Details (ID 83469)

Personnel Hong Kong SFC License Details (ID 83469)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2016-03-29	2022-12-05
KWOK HING SECURITIES LIMITED	Rep	Dealing in securities	2012-06-08	2016-03-11
Glory Sun Securities Limited	Rep	Dealing in securities	2007-05-11	2012-06-01
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2006-02-15	2007-04-25
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2006-02-15	2007-04-25
China Gather Wealth Financial Company Limited	Rep	Dealing in securities	2005-04-01	2006-02-10
	Rep	Dealing in futures contracts	2005-01-12	2006-02-10
TRANS JOY SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-09-22
	Rep	Advising on securities	-	2004-09-22
	Rep	Asset management	-	2004-09-22
	Rep	Dealing in securities	-	2005-04-01