| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Joy Rich Asset Management Company Limited | RO | Asset management | 2026-07-29 | - |
| Rep | Asset management | 2026-04-27 | 2026-07-29 | |
| GEO Securities Limited | RO | Advising on securities | 2025-08-21 | 2026-04-21 |
| RO | Asset management | 2025-08-21 | 2026-04-21 | |
| ANLLY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-02-03 | 2025-07-15 |
| RO | Asset management | 2021-02-03 | 2025-07-15 | |
| Rep | Advising on securities | 2020-12-14 | 2021-02-03 | |
| Rep | Asset management | 2020-12-14 | 2021-02-03 | |
| BG CAPITAL MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2020-04-22 | 2020-11-30 |
| RO | Asset management | 2020-04-22 | 2020-11-30 | |
| Mirae Asset Securities (HK) Limited | Rep | Advising on corporate finance | 2018-03-19 | 2020-03-07 |
| RO | Advising on securities | 2017-03-01 | 2020-03-07 | |
| RO | Asset management | 2017-03-01 | 2020-03-07 | |
| Rep | Dealing in securities | 2017-03-01 | 2020-03-07 | |
| RO | Asset management | 2015-10-26 | 2017-02-28 | |
| RO | Advising on securities | 2015-08-04 | 2017-02-28 | |
| Rep | Dealing in securities | 2014-10-22 | 2017-02-28 | |
| TONGYANG SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2012-11-30 | 2013-11-08 |
| RO | Dealing in securities | 2012-11-30 | 2013-11-08 | |
| Rep | Advising on securities | 2012-11-21 | 2012-11-30 | |
| Rep | Dealing in securities | 2012-11-21 | 2012-11-30 | |
| KB Securities Hong Kong Limited | Rep | Advising on corporate finance | 2003-04-01 | 2012-11-12 |
| Rep | Advising on securities | 2003-04-01 | 2012-11-12 | |
| Rep | Asset management | 2003-04-01 | 2012-11-12 | |
| Rep | Dealing in securities | 2003-04-01 | 2012-11-12 |
No HKMA registrations in the collected records.