| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UX SECURITIES LIMITED | RO | Dealing in securities | 2026-08-18 | - |
| Rep | Dealing in securities | 2025-05-02 | 2026-08-18 | |
| Planetree Securities Limited | RO | Providing automated trading services | 2022-06-08 | 2023-03-31 |
| Planetree Discount Lending Limited | RO | Securities margin financing | 2022-01-28 | 2023-03-31 |
| Planetree Futures Limited | RO | Dealing in futures contracts | 2022-01-28 | 2023-03-31 |
| Planetree Securities Limited | RO | Dealing in securities | 2022-01-28 | 2023-03-31 |
| I-ACCESS INVESTORS LIMITED | RO | Advising on futures contracts | 2020-01-22 | 2020-04-06 |
| RO | Advising on securities | 2020-01-22 | 2020-04-06 | |
| Annum Asset Management (Hong Kong) Limited | Rep | Asset management | 2014-02-12 | 2014-07-21 |
| RO | Advising on futures contracts | 2013-12-24 | 2017-09-18 | |
| RO | Advising on securities | 2013-12-24 | 2017-09-18 | |
| I-ACCESS INVESTORS LIMITED | RO | Providing automated trading services | 2011-01-07 | 2020-04-06 |
| RO | Dealing in securities | 2007-09-06 | 2020-04-06 | |
| Rep | Dealing in securities | 2006-01-04 | 2007-09-06 | |
| RO | Dealing in futures contracts | 2005-07-13 | 2020-04-06 | |
| AuVantage Consultancy Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-24 |
| Rep | Asset management | 2003-04-01 | 2004-02-24 | |
| Rep | Securities margin financing | 2003-04-01 | 2004-02-24 | |
| Rep | Advising on securities | 2003-04-01 | 2005-07-12 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-07-12 | |
| MAGUSTA FUTURES LIMITED | Rep | Asset management | 2003-04-01 | 2004-02-24 |
| Rep | Advising on futures contracts | 2003-04-01 | 2005-07-12 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-07-12 |
No HKMA registrations in the collected records.