Personnel Hong Kong SFC License Details (ID 83482)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UX SECURITIES LIMITED	RO	Dealing in securities	2026-08-18	-
	Rep	Dealing in securities	2025-05-02	2026-08-18
Planetree Securities Limited	RO	Providing automated trading services	2022-06-08	2023-03-31
Planetree Discount Lending Limited	RO	Securities margin financing	2022-01-28	2023-03-31
Planetree Futures Limited	RO	Dealing in futures contracts	2022-01-28	2023-03-31
Planetree Securities Limited	RO	Dealing in securities	2022-01-28	2023-03-31
I-ACCESS INVESTORS LIMITED	RO	Advising on futures contracts	2020-01-22	2020-04-06
	RO	Advising on securities	2020-01-22	2020-04-06
Annum Asset Management (Hong Kong) Limited	Rep	Asset management	2014-02-12	2014-07-21
	RO	Advising on futures contracts	2013-12-24	2017-09-18
	RO	Advising on securities	2013-12-24	2017-09-18
I-ACCESS INVESTORS LIMITED	RO	Providing automated trading services	2011-01-07	2020-04-06
	RO	Dealing in securities	2007-09-06	2020-04-06
	Rep	Dealing in securities	2006-01-04	2007-09-06
	RO	Dealing in futures contracts	2005-07-13	2020-04-06
AuVantage Consultancy Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-24
	Rep	Asset management	2003-04-01	2004-02-24
	Rep	Securities margin financing	2003-04-01	2004-02-24
	Rep	Advising on securities	2003-04-01	2005-07-12
	Rep	Dealing in securities	2003-04-01	2005-07-12
MAGUSTA FUTURES LIMITED	Rep	Asset management	2003-04-01	2004-02-24
	Rep	Advising on futures contracts	2003-04-01	2005-07-12
	Rep	Dealing in futures contracts	2003-04-01	2005-07-12