Personnel Hong Kong SFC License Details (ID 83486)

Personnel Hong Kong SFC License Details (ID 83486)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huatai (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2017-12-20	2020-11-03
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-05-03	2017-12-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-05-03	2017-12-01
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2013-05-22	2016-04-21
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-05-22	2016-04-21
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2011-07-15	2013-04-25
	Rep	Dealing in securities	2011-07-15	2013-04-25