| IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2011-05-11 | 2014-01-30 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2010-06-23 | 2011-04-30 |
| MF Securities Hong Kong Limited | Rep | Dealing in securities | 2008-03-13 | 2008-10-17 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-06-18 | 2008-02-28 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-02-05 | 2008-02-28 |
| Waton Securities International Limited | Rep | Dealing in securities | 2006-08-01 | 2006-11-10 |
| REXCAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2005-06-02 | 2006-07-20 |
| Rep | Advising on futures contracts | - | 2004-04-28 |
| Rep | Asset management | - | 2004-04-28 |
| Rep | Dealing in futures contracts | - | 2005-06-02 |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2004-04-28 |
| Rep | Advising on securities | - | 2004-04-28 |
| Rep | Asset management | - | 2004-04-28 |
| Rep | Dealing in securities | - | 2006-07-20 |