Personnel Hong Kong SFC License Details (ID 83516)

Personnel Hong Kong SFC License Details (ID 83516)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2015-12-04	2017-03-08
	Rep	Dealing in securities	2015-12-04	2017-03-08
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2015-06-15	2015-06-25
	Rep	Dealing in securities	2015-01-02	2015-06-25
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-08-30	2014-12-10
	Rep	Dealing in securities	2012-08-30	2014-12-10
ICAP Equities Asia Limited	Rep	Dealing in securities	2010-01-15	2012-07-27
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-13	2008-12-08
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2008-12-08
	Rep	Dealing in securities	2008-10-13	2008-12-08
Newedge Broker Limited	Rep	Providing automated trading services	2007-08-22	2008-12-08
	Rep	Dealing in futures contracts	2007-08-22	2008-12-08
	Rep	Dealing in securities	2007-08-22	2008-12-08