Personnel Hong Kong SFC License Details (ID 83524)

Personnel Hong Kong SFC License Details (ID 83524)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TULLETT PREBON (HONG KONG) LIMITED	RO	Dealing in futures contracts	2016-08-16	2017-02-16
	RO	Providing automated trading services	2016-08-16	2017-02-21
	RO	Dealing in securities	2016-08-16	2017-02-21
	Rep	Dealing in futures contracts	2015-11-25	2016-08-16
	Rep	Dealing in securities	2015-11-25	2016-08-16
Marex HK Asia Limited	RO	Dealing in securities	2014-11-20	2015-10-14
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2012-11-23	2014-06-28
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-11-23	2014-06-28
	Rep	Dealing in securities	2012-11-23	2014-06-28
ICAP Equities Asia Limited	Rep	Dealing in securities	2011-04-01	2012-10-24
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-11-26	2011-03-02
Newedge Broker Limited	Rep	Providing automated trading services	2008-11-26	2009-07-31
	Rep	Dealing in futures contracts	2008-11-26	2009-07-31
	Rep	Dealing in securities	2008-11-26	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-11-26	2011-03-02
	Rep	Dealing in securities	2008-11-26	2011-03-02