Personnel Hong Kong SFC License Details (ID 83539)

Personnel Hong Kong SFC License Details (ID 83539)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2019-03-01	2026-09-25
	Rep	Dealing in securities	2019-01-01	2026-09-25
	Rep	Dealing in securities	2018-10-05	2018-12-31
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	Rep	Dealing in securities	2011-12-29	2018-09-07
ICBC Asset Management (Global) Company Limited	Rep	Advising on securities	2008-10-16	2011-10-26
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2008-06-02	2008-09-26
FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2007-11-01	2008-08-15
TC Investment Management (Asia) Limited	Rep	Advising on securities	2007-02-21	2007-10-31