Personnel Hong Kong SFC License Details (ID 83542)

Personnel Hong Kong SFC License Details (ID 83542)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2025-10-13	-
	Rep	Advising on securities	2015-10-22	-
	Rep	Asset management	2015-10-22	-
	Rep	Dealing in securities	2015-10-22	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-10-22	-
ICBC Asset Management (Global) Company Limited	Rep	Advising on futures contracts	2010-03-04	2011-09-23
	Rep	Advising on securities	2008-11-12	2011-09-23
	Rep	Asset management	2008-10-16	2011-09-23
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Asset management	2008-06-02	2008-09-24
FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2007-11-01	2008-08-15
TC Investment Management (Asia) Limited	Rep	Asset management	2007-02-27	2007-10-31