| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-11-13 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2024-10-21 | - |
| Rep | Dealing in securities | 2024-10-21 | - | |
| ICBC (ASIA) SECURITIES LIMITED | RO | Advising on securities | 2009-08-24 | 2019-11-18 |
| RO | Dealing in securities | 2009-08-24 | 2019-11-18 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2006-09-11 | 2007-08-01 |
| Rep | Advising on securities | 2006-01-10 | 2007-08-01 | |
| CAIIS Limited | Rep | Advising on securities | 2005-06-06 | 2005-11-25 |
No HKMA registrations in the collected records.