Personnel SFC Licences and HKMA Registrations (ID 83561)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC (ASIA) SECURITIES LIMITED	RO	Advising on securities	2015-10-29	-
	RO	Dealing in securities	2015-10-29	-
	Rep	Dealing in securities	2007-07-09	2015-10-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.