Personnel Hong Kong SFC License Details (ID 83563)

Personnel Hong Kong SFC License Details (ID 83563)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WYNDHAM CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2017-01-05	-
	RO	Asset management	2017-01-05	-
	RO	Dealing in securities	2017-01-05	-
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Dealing in securities	2012-04-02	2013-03-22
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2011-07-29	2013-03-22
	RO	Asset management	2011-07-29	2013-03-22
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2011-07-29	2013-03-22
	RO	Asset management	2011-07-29	2013-03-22
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-06-24	2011-07-29
	Rep	Asset management	2011-06-24	2011-07-29
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2011-06-24	2011-07-29
	Rep	Asset management	2011-06-24	2011-07-29
ARGYLE STREET MANAGEMENT LIMITED	RO	Asset management	2011-04-12	2011-06-17
	Rep	Asset management	2008-05-30	2011-04-12
	Rep	Advising on securities	2008-05-30	2011-06-17