Personnel Hong Kong SFC License Details (ID 83564)

Personnel Hong Kong SFC License Details (ID 83564)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2011-06-14	2022-12-21
	RO	Asset management	2011-06-14	2022-12-21
	RO	Dealing in securities	2011-06-14	2022-12-21
	Rep	Advising on securities	2011-06-09	2011-06-14
	Rep	Asset management	2011-06-09	2011-06-14
	Rep	Dealing in securities	2011-06-09	2011-06-14
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2009-12-14	2015-01-28
	RO	Asset management	2009-12-14	2015-01-28
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2008-10-29	2012-04-26
	RO	Dealing in securities	2008-10-29	2012-04-26
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2007-02-09	2008-08-09
ICEA CAPITAL ASIA LIMITED	RO	Dealing in securities	2005-12-21	2008-08-09
	RO	Advising on corporate finance	2003-07-29	2008-08-09
	Rep	Advising on corporate finance	-	2003-07-29
ICEA CAPITAL LIMITED	Rep	Advising on securities	-	2003-06-05
	Rep	Asset management	-	2003-06-05
	Rep	Dealing in securities	-	2003-06-05
	Rep	Advising on corporate finance	-	2008-08-09