Personnel Hong Kong SFC License Details (ID 83565)

Personnel Hong Kong SFC License Details (ID 83565)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2016-11-23	2025-10-20
	RO	Asset management	2016-11-23	2025-10-20
	RO	Dealing in securities	2016-11-23	2025-10-20
	Rep	Dealing in securities	2013-06-07	2016-11-23
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-07-15	2014-12-15
	Rep	Asset management	2011-07-15	2014-12-15
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2011-07-15	2016-11-23
	Rep	Asset management	2011-07-15	2016-11-23
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2008-08-20	2012-06-07
ICEA CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2006-11-30	2008-08-09
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2005-09-29	2008-08-09
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2005-01-03	2005-09-23