Personnel Hong Kong SFC License Details (ID 83566)

Personnel Hong Kong SFC License Details (ID 83566)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2014-11-18	2017-12-08
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2013-06-07	2014-11-17
	Rep	Asset management	2013-06-07	2014-11-17
	Rep	Dealing in securities	2013-06-07	2014-11-17
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-04-18	2014-11-17
	Rep	Asset management	2011-04-18	2014-11-17
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2010-07-05	2011-02-18
	Rep	Dealing in securities	2010-07-05	2011-02-18
AFFINITY EQUITY PARTNERS (HK) LIMITED	Rep	Advising on securities	2009-03-16	2010-06-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2005-09-01	2007-11-12
	Rep	Dealing in securities	2005-09-01	2009-02-06
	Rep	Advising on corporate finance	2003-10-20	2004-06-20
	Rep	Dealing in securities	2003-10-20	2004-06-20