Personnel Hong Kong SFC License Details (ID 83567)

Personnel Hong Kong SFC License Details (ID 83567)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLOUDVIEW ASSET MANAGEMENT LIMITED	RO	Asset management	2024-06-11	-
ASTRAPTO CAPITAL PARTNERS (HK) LIMITED	RO	Asset management	2021-12-28	2024-06-04
CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2014-11-18	2021-08-17
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2014-03-21	2014-11-17
	Rep	Asset management	2014-03-21	2014-11-17
	Rep	Dealing in securities	2014-03-21	2014-11-17
	Rep	Advising on securities	2013-06-07	2013-10-18
	Rep	Asset management	2013-06-07	2013-10-18
	Rep	Dealing in securities	2013-06-07	2013-10-18
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-06-14	2013-10-18
	Rep	Asset management	2011-06-14	2013-10-18
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-05-08	2011-02-09
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2004-08-20	2006-04-29
	Rep	Dealing in securities	2004-08-20	2006-04-29