Personnel Hong Kong SFC License Details (ID 83573)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Somerley Capital Limited	RO	Advising on corporate finance	2022-08-12	-
	RO	Dealing in securities	2022-08-12	-
	Rep	Advising on corporate finance	2022-04-14	2022-08-12
	Rep	Dealing in securities	2022-04-14	2022-08-12
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2021-02-24	2022-03-09
	RO	Dealing in securities	2021-02-24	2022-03-09
	Rep	Advising on corporate finance	2017-08-18	2021-02-24
	Rep	Dealing in securities	2017-08-18	2021-02-24
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2013-12-05	2014-02-14
	Rep	Dealing in securities	2013-12-05	2014-02-14
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2013-07-19	2013-11-18
	Rep	Advising on securities	2013-07-19	2013-11-18
	Rep	Dealing in securities	2013-07-19	2013-11-18
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-02-22	2013-04-12
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2011-05-04	2013-04-12
	Rep	Dealing in securities	2010-02-03	2013-04-12
	Rep	Advising on corporate finance	2009-08-03	2011-05-04
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2009-06-02	2009-07-09
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2006-04-25	2009-04-01
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2005-08-25	2006-04-17