| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Alpha Win Capital Limited | RO | Advising on securities | 2020-07-20 | - |
| RO | Asset management | 2020-07-20 | - | |
| RO | Dealing in securities | 2020-07-20 | - | |
| BOCOM International Asset Management Limited | RO | Asset management | 2018-05-03 | 2019-11-05 |
| BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2015-04-30 | 2019-11-05 |
| RO | Dealing in securities | 2015-04-30 | 2019-11-05 | |
| BOCOM International Securities Limited | RO | Advising on securities | 2015-04-30 | 2019-11-05 |
| RO | Dealing in securities | 2015-04-30 | 2019-11-05 | |
| BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-02-09 | 2015-04-30 |
| Rep | Dealing in securities | 2015-02-09 | 2015-04-30 | |
| BOCOM International Asset Management Limited | Rep | Asset management | 2015-02-09 | 2018-05-03 |
| BOCOM International Securities Limited | Rep | Advising on securities | 2015-02-09 | 2015-04-30 |
| Rep | Dealing in securities | 2015-02-09 | 2015-04-30 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2013-09-04 | 2014-12-01 |
| ICBC INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2012-09-25 | 2014-12-01 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2011-08-24 | 2012-08-24 |
| RO | Dealing in securities | 2011-08-24 | 2012-08-24 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2011-08-24 | 2014-12-01 |
No HKMA registrations in the collected records.