Personnel Hong Kong SFC License Details (ID 83586)

Personnel Hong Kong SFC License Details (ID 83586)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2012-06-27	2013-12-21
	Rep	Dealing in securities	2012-06-27	2013-12-21
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-06-27	2013-12-21
	RO	Dealing in securities	2012-02-15	2012-06-27
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2011-12-20	2012-06-27
	RO	Dealing in securities	2011-12-20	2012-06-27
	Rep	Advising on corporate finance	2011-09-15	2011-12-20
	Rep	Dealing in securities	2011-09-15	2011-12-20
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2003-08-05	2005-09-30
	Rep	Dealing in securities	2003-08-05	2005-09-30