Personnel Hong Kong SFC License Details (ID 83588)

Personnel Hong Kong SFC License Details (ID 83588)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2017-03-10	2025-11-04
	RO	Asset management	2017-03-10	2025-11-04
	RO	Dealing in securities	2017-03-10	2025-11-04
	Rep	Advising on securities	2013-06-07	2017-03-10
	Rep	Asset management	2013-06-07	2017-03-10
	Rep	Dealing in securities	2013-06-07	2017-03-10
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-07-03	2014-12-15
	Rep	Asset management	2012-07-03	2014-12-15
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2008-08-26	2012-06-07
ICEA CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2006-12-13	2008-08-09
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2005-06-17	2008-08-09
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2004-08-19	2005-05-31