Personnel Hong Kong SFC License Details (ID 83593)

Personnel Hong Kong SFC License Details (ID 83593)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2017-08-31	2025-08-04
	Rep	Advising on corporate finance	2017-03-28	2017-08-31
	Rep	Dealing in securities	2017-03-28	2025-08-04
XinKong International Capital Limited	RO	Advising on corporate finance	2016-10-14	2017-03-19
	Rep	Advising on corporate finance	2016-07-12	2016-10-14
	Rep	Dealing in securities	2016-07-12	2017-03-19
XinKong International Securities Limited	Rep	Advising on corporate finance	2015-09-04	2016-07-08
	Rep	Dealing in securities	2015-09-04	2017-03-19
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2013-09-02	2015-08-14
	Rep	Dealing in securities	2013-09-02	2015-08-14
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2008-10-06	2013-04-12
	Rep	Advising on corporate finance	2008-09-05	2013-04-12
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2007-10-09	2008-09-01
BOCOM International Holdings Company Limited	Rep	Advising on corporate finance	2007-09-20	2007-10-09
FIRST ASIA FINANCE GROUP LIMITED	Rep	Advising on corporate finance	2005-12-30	2007-02-22