Personnel Hong Kong SFC License Details (ID 83596)

Personnel Hong Kong SFC License Details (ID 83596)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mirae Asset Securities (HK) Limited	RO	Advising on securities	2024-10-14	-
	RO	Dealing in securities	2024-10-14	-
	RO	Advising on corporate finance	2022-07-20	-
	Rep	Advising on securities	2020-05-18	2024-10-14
	Rep	Advising on corporate finance	2018-11-29	2022-07-20
	Rep	Dealing in securities	2018-11-29	2024-10-14
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-07-13	2018-08-06
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-03-03	2018-08-06
	Rep	Dealing in securities	2010-03-03	2018-08-06