| Aden Financial Group Limited | RO | Advising on securities | 2026-09-04 | - |
| RO | Dealing in securities | 2026-09-04 | - |
| Rep | Providing automated trading services | 2025-11-04 | - |
| Rep | Dealing in securities | 2025-07-25 | 2026-09-04 |
| RO | Dealing in securities | 2024-04-12 | 2025-07-25 |
| Rep | Dealing in securities | 2024-03-06 | 2024-04-12 |
| Rep | Advising on securities | 2024-03-06 | 2026-09-04 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2021-03-09 | 2022-08-01 |
| Rep | Dealing in securities | 2021-02-24 | 2022-08-01 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2018-06-19 | 2020-12-31 |
| Rep | Dealing in securities | 2018-06-19 | 2020-12-31 |
| FITCH (HONG KONG) LIMITED | Rep | Providing credit rating services | 2014-08-11 | 2017-03-28 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-06-17 | 2014-07-03 |
| Rep | Advising on securities | 2014-06-17 | 2014-07-03 |
| Rep | Dealing in securities | 2014-06-17 | 2014-07-03 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-02-19 | 2013-08-29 |
| Rep | Dealing in securities | 2010-02-19 | 2013-08-29 |