Personnel SFC Licences and HKMA Registrations (ID 83604)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in securities	2026-11-09	-
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2018-07-04	-
	Rep	Dealing in securities	2013-07-22	-
	Rep	Advising on corporate finance	2013-07-22	2018-07-04
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-02-08	2013-04-12
	Rep	Dealing in securities	2010-02-08	2013-04-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.