Personnel Hong Kong SFC License Details (ID 83607)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	RO	Advising on corporate finance	2026-09-25	-
	RO	Dealing in securities	2026-09-25	-
BOCI SECURITIES LIMITED	RO	Dealing in securities	2026-09-25	-
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2026-07-20	2026-09-25
	Rep	Dealing in securities	2026-07-20	2026-09-25
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2026-07-20	2026-09-25
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2021-11-11	2024-01-23
	RO	Advising on securities	2021-11-11	2024-01-23
	RO	Dealing in securities	2021-11-11	2024-01-23
	Rep	Advising on securities	2021-08-06	2021-11-11
	Rep	Dealing in securities	2021-08-06	2021-11-11
Merrill Lynch Far East Limited	Rep	Advising on securities	2021-08-06	2024-01-23
	Rep	Dealing in securities	2021-08-06	2024-01-23
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-07-09	2021-11-11
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-07-09	2024-01-23
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2020-04-24	2021-07-01
	Rep	Advising on corporate finance	2015-08-28	2020-04-24
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2013-05-24	2015-07-08
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-01-12	2013-04-12
	Rep	Dealing in securities	2010-01-12	2013-04-12