| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2025-11-07 | - |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2023-03-02 | 2025-12-17 |
| Rep | Advising on futures contracts | 2021-02-25 | 2023-03-02 | |
| RO | Advising on securities | 2021-02-19 | - | |
| RO | Asset management | 2021-02-19 | - | |
| Rep | Advising on futures contracts | 2021-02-05 | 2021-02-19 | |
| Rep | Advising on securities | 2020-11-23 | 2021-02-19 | |
| Rep | Asset management | 2020-11-23 | 2021-02-19 | |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-06-22 | 2012-09-14 |
| Rep | Asset management | 2012-06-22 | 2012-09-14 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-07-06 | 2012-06-07 |
| Rep | Dealing in securities | 2010-07-06 | 2012-06-07 |
No HKMA registrations in the collected records.