Personnel Hong Kong SFC License Details (ID 83610)

Personnel Hong Kong SFC License Details (ID 83610)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2025-11-07	-
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2023-03-02	2025-12-17
	Rep	Advising on futures contracts	2021-02-25	2023-03-02
	RO	Advising on securities	2021-02-19	-
	RO	Asset management	2021-02-19	-
	Rep	Advising on futures contracts	2021-02-05	2021-02-19
	Rep	Advising on securities	2020-11-23	2021-02-19
	Rep	Asset management	2020-11-23	2021-02-19
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-06-22	2012-09-14
	Rep	Asset management	2012-06-22	2012-09-14
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-07-06	2012-06-07
	Rep	Dealing in securities	2010-07-06	2012-06-07