Personnel Hong Kong SFC License Details (ID 83612)

Personnel Hong Kong SFC License Details (ID 83612)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2016-12-30	2025-06-07
	RO	Dealing in securities	2016-12-30	2025-06-07
	Rep	Advising on corporate finance	2016-04-25	2016-12-30
	Rep	Dealing in securities	2016-04-25	2016-12-30
Yi Shun Da Capital Limited	Rep	Advising on corporate finance	2015-11-11	2016-04-11
	Rep	Dealing in securities	2015-11-11	2016-04-11
CMB International Capital Limited	Rep	Advising on corporate finance	2013-11-21	2015-06-21
	Rep	Dealing in securities	2013-11-21	2015-06-21
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2013-10-02	2013-11-04
	Rep	Advising on securities	2013-10-02	2013-11-04
	Rep	Dealing in securities	2013-10-02	2013-11-04
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2008-08-12	2013-07-03
	Rep	Dealing in securities	2008-08-12	2013-07-03