Personnel Hong Kong SFC License Details (ID 83618)

Personnel Hong Kong SFC License Details (ID 83618)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2012-08-08	2015-03-27
	Rep	Advising on securities	2012-08-08	2015-03-27
	Rep	Dealing in securities	2012-08-08	2015-03-27
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-02-17	2012-02-29
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-08-01	2012-02-29
	Rep	Dealing in securities	2011-08-01	2012-02-29
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2005-04-14	2008-10-02
	Rep	Advising on corporate finance	2004-09-16	2008-10-02
	Rep	Dealing in securities	2004-09-16	2008-10-02