Personnel Hong Kong SFC License Details (ID 83628)

Personnel Hong Kong SFC License Details (ID 83628)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VERACITY INVESTMENT CO., LIMITED	RO	Advising on securities	2018-03-21	2019-06-12
	RO	Asset management	2018-03-21	2019-06-12
	RO	Dealing in securities	2018-03-21	2019-06-12
	Rep	Advising on securities	2017-08-24	2018-03-21
	Rep	Asset management	2017-08-24	2018-03-21
	Rep	Dealing in securities	2017-08-24	2018-03-21
Zhongrong International Capital Management Limited	Rep	Advising on securities	2016-03-16	2016-12-23
	Rep	Asset management	2016-03-16	2016-12-23
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-07-13	2015-12-28
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-04-14	2015-12-28
	Rep	Dealing in securities	2011-04-14	2015-12-28
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2009-02-25	2010-02-18