| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2026-03-24 | - |
| RO | Asset management | 2026-03-24 | - |
| MODERN INNOVATIVE SECURITIES LIMITED | RO | Dealing in futures contracts | 2026-03-24 | - |
| RO | Dealing in securities | 2026-03-24 | - |
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2026-02-25 | 2026-03-24 |
| Rep | Asset management | 2026-02-25 | 2026-03-24 |
| MODERN INNOVATIVE SECURITIES LIMITED | Rep | Dealing in securities | 2026-02-25 | 2026-03-24 |
| LUPU (HONG KONG) LIMITED | RO | Advising on securities | 2025-05-14 | 2026-01-04 |
| RO | Asset management | 2025-05-14 | 2026-01-04 |
| RO | Dealing in securities | 2025-01-13 | 2026-01-04 |
| Victoria Harbour International Financial Holdings Limited | RO | Dealing in securities | 2024-01-18 | 2024-12-02 |
| RO | Advising on securities | 2024-01-18 | 2025-01-01 |
| RO | Asset management | 2024-01-18 | 2025-01-01 |
| Rep | Advising on securities | 2024-01-03 | 2024-01-18 |
| Rep | Asset management | 2024-01-03 | 2024-01-18 |
| Rep | Dealing in securities | 2024-01-03 | 2024-01-18 |
| Raising International Securities Limited | RO | Advising on securities | 2023-02-20 | 2023-10-13 |
| RO | Asset management | 2023-02-20 | 2023-10-13 |
| RO | Dealing in securities | 2023-02-20 | 2023-10-13 |
| Invision Asset Management International Limited | RO | Advising on securities | 2022-05-30 | 2023-01-17 |
| RO | Asset management | 2022-05-30 | 2023-01-17 |
| RO | Dealing in securities | 2022-05-30 | 2023-01-17 |
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | Asset management | 2021-03-03 | 2021-10-31 |
| RO | Advising on securities | 2021-01-26 | 2021-10-31 |
| MODERN INNOVATIVE SECURITIES LIMITED | RO | Dealing in futures contracts | 2020-11-26 | 2021-10-31 |
| RO | Dealing in securities | 2020-11-26 | 2021-10-31 |
| Rep | Dealing in securities | 2020-09-11 | 2020-11-26 |
| Marketsense Asset Management Limited | Rep | Asset management | 2019-09-24 | 2020-08-03 |
| Marketsense Securities Limited | RO | Advising on securities | 2019-06-13 | 2020-08-03 |
| RO | Dealing in securities | 2017-10-19 | 2020-08-03 |
| PARTNERS CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2016-07-27 | 2016-12-01 |
| Rep | Dealing in securities | 2016-07-11 | 2016-07-27 |
| ORIENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2015-09-04 | 2016-06-17 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2015-09-04 | 2016-06-17 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-24 | 2015-09-04 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-24 | 2015-09-04 |
| Future Growth Asset Management Limited | Rep | Advising on securities | 2014-02-11 | 2015-06-01 |
| Rep | Asset management | 2014-02-11 | 2015-06-01 |
| Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2013-01-09 | 2015-06-01 |
| RO | Dealing in securities | 2013-01-09 | 2015-06-01 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2012-12-10 | 2013-01-05 |
| RO | Dealing in securities | 2012-07-30 | 2013-01-05 |
| ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2010-12-29 | 2012-04-12 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2010-12-29 | 2012-04-12 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-01-13 | 2010-12-29 |
| RO | Dealing in futures contracts | 2009-06-02 | 2009-12-02 |
| Rep | Dealing in futures contracts | 2009-05-07 | 2009-06-02 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-06 | 2010-12-29 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-05-03 | 2009-03-01 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-05-03 | 2009-03-01 |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-03 |
| Rep | Asset management | 2003-04-01 | 2004-06-03 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-06-03 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-03 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-03 |
| Rep | Asset management | 2003-04-01 | 2004-06-03 |
| Rep | Dealing in securities | 2003-04-01 | 2006-04-24 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-03 |
| Rep | Asset management | 2003-04-01 | 2004-06-03 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-04-24 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-07-21 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-03 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-03 |
| Rep | Asset management | 2003-04-01 | 2004-06-03 |
| Rep | Dealing in securities | 2003-04-01 | 2006-04-24 |