| VI ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2024-07-04 | - |
| RO | Asset management | 2024-07-04 | - |
| RO | Dealing in securities | 2024-07-04 | - |
| RO | Advising on securities | 2022-09-05 | 2023-09-04 |
| RO | Asset management | 2022-09-05 | 2023-09-04 |
| RO | Dealing in securities | 2022-09-05 | 2023-09-04 |
| Kai Yin Securities Limited | RO | Advising on securities | 2021-03-02 | 2021-09-07 |
| RO | Dealing in futures contracts | 2021-03-02 | 2021-09-07 |
| RO | Dealing in securities | 2021-03-02 | 2021-09-07 |
| WANG ON ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-03-02 | 2021-06-23 |
| RO | Asset management | 2021-03-02 | 2021-06-23 |
| Kai Yin Securities Limited | Rep | Advising on securities | 2021-03-01 | 2021-03-02 |
| WANG ON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-03-01 | 2021-03-02 |
| Rep | Asset management | 2021-03-01 | 2021-03-02 |
| Blackhorn Wealth Management Limited | RO | Advising on securities | 2020-01-09 | 2020-07-31 |
| RO | Asset management | 2020-01-09 | 2020-07-31 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2013-09-04 | 2018-05-31 |
| ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2010-11-11 | 2018-05-31 |
| Rep | Dealing in futures contracts | 2009-05-07 | 2010-11-11 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-27 | 2018-05-31 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-09-04 | 2009-04-17 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-09-04 | 2009-04-17 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-01 | 2007-08-25 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-01 | 2007-08-25 |
| Funderstone Futures Limited | Rep | Advising on futures contracts | 2003-04-01 | 2005-01-24 |
| Rep | Asset management | 2003-04-01 | 2005-01-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-02-18 |
| Funderstone Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2005-01-24 |
| Rep | Advising on securities | 2003-04-01 | 2005-01-24 |
| Rep | Asset management | 2003-04-01 | 2005-01-24 |
| Rep | Dealing in securities | 2003-04-01 | 2007-02-18 |