Personnel Hong Kong SFC License Details (ID 83633)

Personnel Hong Kong SFC License Details (ID 83633)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-10-18	-
	Rep	Dealing in futures contracts	2019-10-18	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-10-18	-
	Rep	Dealing in securities	2019-10-18	-
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2012-04-19	2017-04-28
	Rep	Dealing in securities	2012-04-19	2017-04-28
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-31	2012-04-12
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-06-01	2012-04-12