Personnel Hong Kong SFC License Details (ID 83635)

Personnel Hong Kong SFC License Details (ID 83635)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2016-07-05	2022-08-03
	Rep	Dealing in securities	2016-07-05	2022-08-03
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-08-30	2014-07-21
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-08-30	2014-07-21
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-06-29	2012-04-12
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-06-29	2012-04-12
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-12-29	2010-06-12
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2008-12-18	2010-06-12
PLATINUM BROKING COMPANY LIMITED	Rep	Dealing in securities	2008-08-01	2008-09-16
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Dealing in securities	2007-11-07	2008-07-20