Personnel Hong Kong SFC License Details (ID 83637)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINGULAR CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2026-09-18	-
	Rep	Asset management	2026-09-18	-
Motto Global Asset Management Limited	RO	Advising on securities	2023-02-03	2026-05-31
	RO	Asset management	2022-12-05	2026-05-31
	Rep	Asset management	2022-11-18	2022-12-05
HONG KONG MINGDAO ASSET MANAGEMENT LIMITED	RO	Asset management	2021-07-14	2022-02-20
	Rep	Asset management	2021-07-08	2021-07-14
Afflux Securities Limited	Rep	Advising on securities	2020-09-21	2021-01-10
	Rep	Asset management	2020-09-21	2021-01-10
	Rep	Dealing in securities	2020-09-21	2021-01-10
Awaken Thunder Capital Limited	RO	Advising on securities	2019-03-11	2020-07-22
	RO	Asset management	2019-03-11	2020-07-22
	RO	Dealing in securities	2019-03-11	2020-07-22
Regan International Asset Management Limited	RO	Advising on securities	2017-08-03	2018-05-14
	RO	Asset management	2017-08-03	2018-05-14
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-07-11	2017-07-28
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2016-07-11	2017-07-28
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-03-18	2016-04-13
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2015-02-13	2016-04-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-07-30	2016-04-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2014-07-30	2016-04-13
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2012-02-27	2014-03-14
	Rep	Dealing in securities	2012-02-27	2014-03-14
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-05-26	2012-02-22
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2011-05-26	2012-02-22
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2009-04-22	2011-05-09
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2008-01-23	2011-05-09
	Rep	Dealing in securities	2007-10-31	2011-05-09