| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ZH SECURITIES LIMITED | RO | Dealing in futures contracts | 2024-02-16 | - |
| RO | Advising on securities | 2021-11-01 | - | |
| RO | Asset management | 2021-11-01 | - | |
| RO | Dealing in securities | 2021-11-01 | - | |
| YEE TAI ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-03-01 | 2021-10-31 |
| RO | Asset management | 2021-03-01 | 2021-10-31 | |
| N Plus Capital Limited | RO | Advising on securities | 2018-03-08 | 2021-02-28 |
| RO | Asset management | 2018-03-08 | 2021-02-28 | |
| TOP GEAR ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2016-09-15 | 2017-08-24 |
| Prunus Capital Management Limited | RO | Asset management | 2015-05-12 | 2016-03-31 |
| YONG RONG (HK) ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-08-04 | 2015-03-31 |
| Rep | Asset management | 2014-01-17 | 2014-08-04 | |
| FULBRIGHT FUTURES LIMITED | RO | Dealing in futures contracts | 2012-10-19 | 2013-12-27 |
| Rep | Dealing in futures contracts | 2012-08-21 | 2012-10-19 | |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-21 | 2013-12-27 |
| ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2012-07-05 | 2012-07-25 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-10 | 2012-07-25 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-26 | 2012-07-05 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2008-12-10 | 2010-05-17 |
No HKMA registrations in the collected records.