Personnel Hong Kong SFC License Details (ID 83642)

Personnel Hong Kong SFC License Details (ID 83642)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZH SECURITIES LIMITED	RO	Dealing in futures contracts	2024-02-16	-
	RO	Advising on securities	2021-11-01	-
	RO	Asset management	2021-11-01	-
	RO	Dealing in securities	2021-11-01	-
YEE TAI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-03-01	2021-10-31
	RO	Asset management	2021-03-01	2021-10-31
N Plus Capital Limited	RO	Advising on securities	2018-03-08	2021-02-28
	RO	Asset management	2018-03-08	2021-02-28
TOP GEAR ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2016-09-15	2017-08-24
Prunus Capital Management Limited	RO	Asset management	2015-05-12	2016-03-31
YONG RONG (HK) ASSET MANAGEMENT LIMITED	RO	Asset management	2014-08-04	2015-03-31
	Rep	Asset management	2014-01-17	2014-08-04
FULBRIGHT FUTURES LIMITED	RO	Dealing in futures contracts	2012-10-19	2013-12-27
	Rep	Dealing in futures contracts	2012-08-21	2012-10-19
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-08-21	2013-12-27
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2012-07-05	2012-07-25
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-06-10	2012-07-25
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-05-26	2012-07-05
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	Dealing in futures contracts	2008-12-10	2010-05-17