| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-05-02 | 2012-06-22 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-05-02 | 2012-06-22 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-14 | 2012-04-12 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-12-14 | 2012-04-12 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-23 | 2010-12-06 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-23 | 2010-12-06 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-11-16 | 2010-04-17 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-11-16 | 2010-04-17 |