| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-02-26 | 2022-07-12 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2021-02-05 | 2022-07-12 |
| JINGHUI CAPITAL LIMITED | RO | Dealing in securities | 2020-10-15 | 2021-01-27 |
| Rep | Dealing in securities | 2020-08-03 | 2020-10-15 |
| HONGDA SECURITIES LIMITED | RO | Dealing in securities | 2019-01-07 | 2020-03-26 |
| MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2018-07-16 | 2018-07-18 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-14 | 2018-05-18 |
| CMB International Global Markets Limited | RO | Dealing in securities | 2016-06-14 | 2018-05-18 |
| CMB International Securities Limited | RO | Dealing in securities | 2014-10-22 | 2018-05-18 |
| Rep | Dealing in securities | 2014-09-11 | 2014-10-22 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-02 | 2014-07-15 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-23 | 2014-07-15 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2008-11-14 | 2014-07-15 |
| Tung Shing Securities (Brokers) Limited | RO | Dealing in securities | 2007-09-19 | 2008-08-20 |
| Rep | Advising on corporate finance | - | 2004-01-09 |
| Rep | Advising on securities | - | 2004-01-09 |
| Rep | Asset management | - | 2004-01-09 |
| Rep | Dealing in securities | - | 2007-09-19 |