Personnel Hong Kong SFC License Details (ID 83649)

Personnel Hong Kong SFC License Details (ID 83649)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sky Wealth Asset Management Company Limited	RO	Advising on securities	2022-04-21	2022-12-25
	RO	Asset management	2022-04-21	2022-12-25
YEE TAI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-03-04	2021-04-30
	RO	Asset management	2019-03-04	2021-04-30
Silver Leaf Asset Management Limited	Rep	Asset management	2018-01-04	2019-01-31
Lion Futures Limited	RO	Advising on futures contracts	2016-12-29	2019-01-31
	RO	Dealing in futures contracts	2016-12-29	2019-01-31
Lion International Securities Group Limited	RO	Advising on securities	2016-12-29	2019-01-31
	RO	Dealing in securities	2016-12-29	2019-01-31
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-01-21	2016-06-14
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-01-21	2016-06-14
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2013-08-01	2016-01-13
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2013-08-01	2016-01-13
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2012-09-25	2013-07-31
	Rep	Dealing in securities	2012-09-25	2013-07-31
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-06-01	2012-09-09
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-06-01	2012-09-09