| Darkhorse Wealth Management Limited | RO | Advising on securities | 2025-12-03 | - |
| RO | Asset management | 2025-12-03 | - |
| RO | Dealing in securities | 2025-12-03 | - |
| CMB International Global Markets Limited | RO | Advising on securities | 2021-12-29 | 2023-03-08 |
| RO | Dealing in securities | 2018-03-08 | 2023-03-08 |
| CMB International Securities Limited | RO | Advising on securities | 2017-07-28 | 2023-03-08 |
| RO | Dealing in securities | 2017-07-28 | 2023-03-08 |
| Rep | Advising on securities | 2017-05-12 | 2017-07-28 |
| Rep | Dealing in securities | 2017-05-12 | 2017-07-28 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-06-15 | 2017-02-23 |
| Rep | Dealing in futures contracts | 2014-01-02 | 2017-02-23 |
| RO | Dealing in securities | 2011-10-27 | 2017-02-23 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-08-26 | 2017-02-23 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-26 | 2011-10-27 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-16 | 2011-05-06 |
| Rep | Dealing in securities | 2008-04-23 | 2011-05-06 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-05-11 | 2008-04-10 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-10-14 | 2008-04-10 |