Ko, Che Yeung 高子陽

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2020-02-24	-
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2020-02-24	-
	Rep	Advising on securities	2017-06-22	2020-02-24
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-09-01	2020-02-24
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2013-09-04	2019-12-30
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2012-03-05	2015-09-01
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2011-06-20	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-06-25	2012-03-05
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-06-25	2011-06-20
Funderstone Futures Limited	Rep	Advising on futures contracts	2003-04-01	2005-01-24
	Rep	Asset management	2003-04-01	2005-01-24
	Rep	Dealing in futures contracts	2003-04-01	2009-06-19
Funderstone Securities Limited	Rep	Advising on corporate finance	2003-04-01	2005-01-24
	Rep	Advising on securities	2003-04-01	2005-01-24
	Rep	Asset management	2003-04-01	2005-01-24
	Rep	Dealing in securities	2003-04-01	2009-06-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2020-02-24	-
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2020-02-24	-
	Rep	Advising on securities	2017-06-22	2020-02-24
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-09-01	2020-02-24
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2013-09-04	2019-12-30
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2012-03-05	2015-09-01
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2011-06-20	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-06-25	2012-03-05
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-06-25	2011-06-20
Funderstone Futures Limited	Rep	Advising on futures contracts	2003-04-01	2005-01-24
	Rep	Asset management	2003-04-01	2005-01-24
	Rep	Dealing in futures contracts	2003-04-01	2009-06-19
Funderstone Securities Limited	Rep	Advising on corporate finance	2003-04-01	2005-01-24
	Rep	Advising on securities	2003-04-01	2005-01-24
	Rep	Asset management	2003-04-01	2005-01-24
	Rep	Dealing in securities	2003-04-01	2009-06-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.