Personnel Hong Kong SFC License Details (ID 83652)

Personnel Hong Kong SFC License Details (ID 83652)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2013-08-01	2022-12-30
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2013-08-01	2022-12-30
	Rep	Dealing in securities	2013-08-01	2022-12-30
BOCOM International Securities Limited	Rep	Advising on futures contracts	2013-02-20	2013-07-31
	Rep	Advising on securities	2013-02-20	2013-07-31
	Rep	Dealing in futures contracts	2012-09-21	2013-07-31
	Rep	Dealing in securities	2012-09-21	2013-07-31
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-07-27	2012-09-09
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-07-27	2012-09-09
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2009-07-06	2010-07-09
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2009-07-06	2010-07-09