Personnel Hong Kong SFC License Details (ID 83659)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2018-06-05	2024-07-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-06-05	2019-05-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	2018-05-29
	Rep	Dealing in securities	2017-02-13	2018-05-29
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2012-04-18	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2012-04-18	2017-02-12
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-05-13	2012-04-02
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-05-13	2012-04-02
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Dealing in securities	-	2009-01-01
Merrill Lynch Far East Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Dealing in securities	-	2005-03-23
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2005-01-25
	Rep	Asset management	-	2005-01-25
	Rep	Providing automated trading services	-	2005-01-25
	Rep	Dealing in futures contracts	-	2009-01-01