Personnel Hong Kong SFC License Details (ID 83663)

Personnel Hong Kong SFC License Details (ID 83663)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Advising on futures contracts	2013-02-22	-
	Rep	Advising on securities	2013-02-22	-
	Rep	Dealing in futures contracts	2012-09-04	-
	Rep	Dealing in securities	2012-09-04	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-21	2012-08-10
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-08-21	2012-08-10
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2007-01-08	2009-06-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2006-11-21	2009-06-23
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-10-12	2009-06-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-10-12	2009-06-23
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2006-03-27	2006-10-03
Success Securities Limited	Rep	Dealing in securities	2006-03-27	2006-10-03