Personnel Hong Kong SFC License Details (ID 83664)

Personnel Hong Kong SFC License Details (ID 83664)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2016-02-25	2021-06-18
	Rep	Dealing in securities	2016-02-25	2021-06-18
ABCI Securities Company Limited	Rep	Advising on securities	2013-07-26	2016-02-25
	Rep	Dealing in securities	2013-07-26	2021-06-18
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-05-17	2012-07-25
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2011-05-17	2012-07-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-04-13	2011-05-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-04-13	2011-05-04
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2008-07-24	2011-05-04
	Rep	Dealing in securities	2008-03-20	2011-05-04