Personnel Hong Kong SFC License Details (ID 83669)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2022-10-07	2022-12-31
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2016-09-30	2018-02-27
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2016-09-30	2018-02-27
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2011-11-25	2015-07-12
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-11-10	2011-11-18
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-11-10	2011-11-18